The primary objectives of NISM are:

•  To provide education and training in capital markets.

•  To conduct research and develop knowledge products.

•  To promote professionalism in the capital markets.

•  To enhance investor education and awareness.

Conducting Mandatory Tests for Stock Market Professionals 

Conducting mandatory tests for stock market professionals is indeed a significant activity of NISM.

NISM Exams

NISM offers a range of exams for professionals engaged in various roles in the capital markets, including:

• NISM Level 1-5: For stockbrokers, salesmen, and other market intermediaries - (Tap Here for More Details)

• NISM Fund Manager Certification: For fund managers and analysts

• NISM Wealth Manager Certification: For wealth managers and financial advisors

• NISM Risk Management Certification: For risk managers and compliance officers

These exams aim to assess the knowledge, skills, and competencies of professionals in areas such as:

• Market regulations and compliance

• Product knowledge (e.g., equities, debt, derivatives)

• Risk management and portfolio management

• Investor education and client relationships

Mandatory Certification

SEBI has mandated that professionals in certain roles obtain NISM certification. This includes:

• Stockbrokers and salesmen

• Fund managers and analysts

• Wealth managers and financial advisors

• Risk managers and compliance officers

Benefits of Certification

NISM certification benefits professionals by:

• Demonstrating their knowledge and expertise

• Enhancing their career prospects

• Improving their professional skills and competencies

• Meeting regulatory requirements

Industry Impact

NISM's certification programs have a significant impact on the Indian capital markets, promoting:

• Professionalism and best practices

• Investor protection and education

• Regulatory compliance and oversight

• Market integrity and stability

Academic Programs

NISM offers various academic programs, including 

• Certificate Programs: In areas such as equity, debt, and currency markets, portfolio management, and more.

• Diploma Programs: In capital markets, investment analysis, and portfolio management.

• Postgraduate Programs: In financial markets and securities laws.

• Research Programs: Ph.D. programs in capital markets and related areas.

Research and Knowledge Products.

NISM conducts research in various areas of capital markets, including 

• Market trends and analysis

• Regulatory policies and frameworks

• Investor behavior and education

• Emerging trends and technologies

Investor Education

NISM provides investor education and awareness programs through 

• Workshops and Seminars: For investors, professionals, and students.

• Online Resources: Including webinars, videos, and articles.

• Outreach Programs: In partnership with industry associations and organizations.

Centers of Excellence

NISM has established several Centers of Excellence, focusing on:

• Research and Analysis

• Investor Education

• Digital Financial Markets

Regulatory Compliance

NISM collaborates with industry associations, organizations, and regulatory bodies to:

• Develop curriculum and programs.

• Conduct research and analysis.

• Provide training and capacity building.

Campuses

NISM has its main campus in Navi Mumbai, with centers in other locations across India.

Contact Information

For more information, visit the NISM website at [(link unavailable)]((link unavailable)) or contact:

National Institute of Securities Markets

NISM Campus, Plot No. 31,

D-1, Bandra-Kurla Complex,

Navi Mumbai - 400 051 India

Phone: +91 22 2659 0700

Email: info@nism.edu

Those planning to get certified can visit https://nism.ac.in/certification/index.php, register for the courses, and download the study material from their website.